Disclosures

All companies named may be clients of Sophic Capital.

Disclaimers

Investment involves risk. The value of investments and the income from them can go down as well as up and you may not get back the amount originally invested.

Sophic Capital’s website is for information only and is not to be construed as a solicitation or an offer to purchase or sell investments or related financial instruments. This has no regard for the specific investment objectives, financial situation or needs of any specific investor.

The investments discussed on this website may not be suitable for all investors. Investors should make their own investment decisions based upon their own financial objectives and financial resources and, if in any doubt, should seek advice from an investment adviser.

Past performance is not a reliable indicator of future performance.

The tax treatment of all investments depends upon individual circumstances and may be subject to change. Investors should discuss their financial arrangements with their own tax adviser as the value of any tax reliefs available is subject to individual circumstances. Levels and bases of taxation may change.

Where investment is made in currencies other than the investor’s base currency, the value of those investments, and any income from them, will be affected by movements in exchange rates. This effect may be unfavourable as well as favourable.

Sophic Capital does not make any warranties, express or implied, that the products, securities or services mentioned are available in your jurisdiction. Accordingly, if it is prohibited to advertise or make the products, securities or services available in your jurisdiction, or to you (by reason of nationality, residence or otherwise) such products, securities or services are not directed at you.

The information contained on the website is based on materials and sources that we believe to be reliable, however, Sophic Capital makes no representation or warranty, either express or implied, in relation to the accuracy, completeness or reliability of the information contained herein. All opinions and estimates included in this are subject to change without notice and Sophic Capital are under no obligation to update the information contained herein. Sophic Capital, their affiliates or employees shall not have any liability whatsoever for any indirect or consequential loss or damage arising from any use of this.

We reserve the right to utilise cookie technology. A cookie is a small data file that certain websites write to your hard drive when you visit them. A cookie file can contain various types of information, including a user ID that the site uses to track the pages you have visited. We use cookies to enhance your experience on this site, to determine user traffic patterns and for other purposes. For more information, please refer to our Privacy Statement.

The entire content of this website is subject to copyright with all rights reserved. By using the pages of this website, and/or by reading the material within it, you agree that you will use the information only for your internal business purposes and that you will not otherwise download, copy, transmit or distribute in any way any of this material in whole or in part.

This website may contain hyperlinks that have not been reviewed and are provided for information only. By clicking on such a hyperlink, you will leave this website and the regulatory and legal protections that attach to certain pages herein.

Securities traded or quoted in the United States and United States Persons

Sophic Capital follows companies and entities that may be incorporated in, carry on business in, or otherwise have a material presence in the United States; and / or have securities which trade in the United States on a stock exchange registered under the Securities Exchange Act of 1934 (the “Exchange Act”), including AMEX, NASDAQ and the NYSE, (a “U.S. Traded Security”) or which may be quoted on a quotation service such as the Over-the-Counter Bulletin Board operated by the Financial Services Regulatory Authority (FINRA) or the bulletin boards operated by OTC Markets such as the OTCQX and OTCQB (a “U.S. Quoted Security”).

United States Persons, as that term is defined under Regulation S of the Securities Act of 1933 (the “Securities Act”), agree that they are not relying on opinions for information found in a newsletter to conduct trades or otherwise make an investment decision in securities, including in U.S. Traded Securities and U.S. Quoted Securities, and acknowledge that trades and investment decisions, if any, in securities referenced in a newsletter should only be made in consultation with a broker-dealer or investment adviser licensed in their jurisdiction.

Securities traded or quoted in the United States and United States Persons

The information in Sophic Capital’s website and communications do not constitute offers to sell or solicitations of offers to buy any securities of a corporation or entity, including U.S. Traded Securities or U.S. Quoted Securities, in the United States or to U.S. Persons. Securities may not be offered or sold in the United States except in compliance with the registration requirements of the Securities Act and applicable U.S. state securities laws or pursuant to an exemption therefrom. Any public offering of securities in the United States may only be made by means of a prospectus containing detailed information about the corporation or entity and its management as well as financial statements. No securities regulatory authority in the United States has either approved or disapproved of the contents of any communications.

Sophic Capital and its employees are not registered with the United States Securities and Exchange Commission (the “SEC”): as “broker-dealers” under the Exchange Act, as “investment advisers” under the Investment Advisers Act of 1940, or in any other capacity. They are not registered with any state securities commission or authority as a broker-dealer or investment advisor or in any other capacity.

United States Securities Regulations

The information in in Sophic Capital’s website and communications do not constitute offers to sell or solicitations of offers to buy any securities of the corporations or entities referred to herein, in the United States or to U.S. Persons. Securities may not be offered or sold in the United States except in compliance with the registration requirements of the Securities Act of 1933 (the “Securities Act”) and applicable U.S. state securities laws or pursuant to an exemption therefrom. Any public offering of securities in the United States may only be made by means of a prospectus containing detailed information about the corporation or entity and its management as well as financial statements. No securities regulatory authority in the United States has either approved or disapproved of the contents of any communications.

U.S. Persons, as that term is defined under Regulation S of the Securities Act, should not rely on opinions or information stated herein to conduct trades of securities or otherwise make an investment decision, and acknowledge that trades and investment decisions, if any, in securities referenced herein should only be made in consultation with a broker-dealer or investment adviser licensed in their jurisdiction.

Sophic Capital and its employees are not registered with the United States Securities and Exchange Commission (the “SEC”): as a “broker-dealer” under Securities Exchange Act of 1934, as an “investment adviser” under the Investment Advisers Act of 1940, or in any other capacity. They are not registered with any state securities commission or authority as broker-dealers or investment advisors or in any other capacity.